Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...
Proxy-voting certainly took the spotlight in 2025. We saw the SEC narrow the scope of permissible shareholder proposals toward the beginning of the year. And toward the end, a White House executive ...
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The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...
The Town of Essex Council adopted a policy that requires additional voting proxy requirements that will apply to Town of Essex Municipal Elections or By-Elections.
Crescat, a top shareholder holding approximately 8.9% of LabGold’s issued and outstanding shares, has indicated their intention to support LabGold’s BLUE Proxy and voting recommendations based on ...
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